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General Information

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Additional Information

Are you interested in investing in Hedge Funds*

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If not, why do you wish to be registered:

If you do not wish to invest in Hedge Funds please submit the form now.

Are you registering on your company's behalf? If not please skip the next question.

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Please select which category (if any) your organisation falls into:

Regulated Investment Business
Listed or Private company with shareholder funds in excess of £5 million
Collective investment scheme
Trust with assets in excess of £10 million
None of the above

If regulated, enter regulator name:

If you are registering on your company's behalf, please submit the form now. The following questions are for individuals or small companies only.

Are you an individual or small company who is an expert customer and who would like to be treated as an Intermediate customer?

If you answer No we cannot register you or send you our research material.
If Yes, please complete the rest of the form.

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Do you have funds available for investment in securities markets greater than $1 million and net worth greater than $2 million?

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Do you have knowledge of securities markets such as stock markets, fixed income products, derivatives and collective investment schemes?

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What level of knowledge would you consider having in securities markets

High Medium Low

What is the level of your understanding of the risks of dealing in securities markets?

High Medium Low

What length of time have you been involved in investing in securities markets?

Under Two Years Over Two Years More Than Eight Years

How frequently do you undertake transactions in securities markets?

Weekly Monthly Annually Very Rarely

What is the typical unit size of your investments in securities markets?

Under $10,000 Over $10,000 but under $100,000 Over $100,000

Please confirm you are aware of the consequences of becoming an intermediate customer

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